Chase Compliance

Chase Compliance

Chase creates an bespoke network for each project by finding the right resource and proactively vetting for compliance.  Chase will never refer a consultant who:

• works or has a fiduciary relationship with the target

• represents the target

• has a confidentiality agreement

• works at a publicly traded company

• has a trusted family relationship with an executive at the target

• refuses Chase Terms and Conditions

Your Compliance

Chase seamlessly layers your protocol and will implement your:

• education and training requirements

• pre-approval processes

• specialized consultant contracting and payment procedures

• customized insider trading recitation

Chase Records

Chase creates easy access for compliance retention

• calls and biographies are archived

• periodic reporting 

• bridge line calls if requested

• procedures for random compliance monitoring